No Trade Execution : These terms and consent are for research services provided by Finvest Solutions. We cannot execute or carry out any trade (purchase/sell transaction) on behalf of the client. Clients are strictly advised not to permit the RA to execute any trade on their behalf.
In compliance with SEBI Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2025/004 and SEBI/HO/MIRSD/MIRSD-PoD/P/CIR/2025/20.
1. Service Scope & Restrictions
Institutional Consent: Consent by signature on the MITC is not mandatory for Institutional Investors or Qualified Institutional Buyers, though disclosure remains required.
2. Fee Structure & Payment
Refunds will not be granted in the following cases:
Fee Limits : For Individual and HUF clients, the total fee for all research services is capped at ₹1,51,000 per annum per family. This limit excludes statutory charges.
Advance Fees : We may charge fees in advance for a maximum period of one quarter (3 months).
Refund Policy : In case of premature termination by either party, the client is entitled to a proportionate refund of fees for the unexpired period.
Payment Modes : Fees must be paid only through specified digital modes (Cheque, Online Bank Transfer, UPI) or through the Centralized Fee Collection Mechanism (CeFCoM). Cash payments are strictly prohibited
3. Risk & Performance Disclaimers
No Guaranteed Returns : Any assured, guaranteed, or fixed return schemes are prohibited by law. We do not provide any assurance of profits or risk-free investments.
Market Risks : All investments based on our recommendations are subject to market risks.
Registration Caveat : SEBI registration, RAASB enlistment, and NISM certification do not guarantee our performance or provide any assurance of returns to the client.
AI Disclosure : Finvest Solutions utilizes [Specify extent: e.g., AI tools for data aggregation / No AI tools] in providing research services. >
4. Conflict of Interest & Ethics
Disclosure : We abide by all SEBI and RAASB regulations regarding the disclosure and mitigation of actual or potential conflicts of interest.
Code of Conduct : We do not trade in recommended securities for at least 30 days before or after publishing a research report.
5. Client Responsibilities & Security
Credentials: We will never ask for your login credentials, OTPs, or sensitive financial information for your trading, demat, or bank accounts.
Contact Info : Clients must keep their contact details (email and mobile number) updated with us at all times.
6. Grievance Redressal Mechanism
If you have any grievances, please follow this escalation matrix:
Step 1 : Contact our Compliance Officer at [Insert Email/Phone].
Step 2 : If unresolved, lodge a complaint on the SEBI SCORES portal (www.scores.sebi.gov.in).
Step 3 : For further dispute resolution, use the SMART ODR portal (https://smartodr.in).
